Programs
Failure to comply with regulations can cost you a great deal of money. Save yourself the time and headache by choosing Compliance Sherpa in Lyme, Connecticut to help you understand regulatory compliance, and to design customized compliance programs to meet your needs. |
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Who We Are
Backed by more than 35 years of experience, Compliance Sherpa is a Lyme, Connecticut, based compliance consulting firm for broker dealers, investment advisories, hedge funds, and alternative investment advisers. Our flexible team takes the time to learn your business so that we can create customized, effective compliance programs to meet your needs. As a small business, we ensure that each client receives personal attention from our staff, ensuring that all of your goals are met, and that your compliance program fits your business perfectly.
Learn More About Our Founder
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